Incident
Investigation -- Tips, Techniques & Trivia
July
and August are normally quiet times in my business as many of you
are on holidays, and therefore I'm keeping these next two newsletters
brief.
Jeff
Conducting
a Professional Investigation
I
recently taught an investigation course to a group that worked
in a high risk emergency response environment. While they appreciated
the value in conducting workplace incident investigations they
were also concerned with maintaining personal relationships. In
other words, "how can I ask those tough questions of my co-workers
and potentially have to identify their shortcomings and still
maintain friendships?"
Like
any good instructor I simply turned the question back to them
and the group brainstormed the issue. A frequent response was
"do a professional investigation." So the next question was "what
does a professional investigation look like?" Here are their
responses.
- Ensure
any previously identified prevention measures or recommendations
have actually been implemented.
- Follow
company investigation policy and procedures; be consistent in
your investigation approach.
- Ensure
all investigators have been trained and given the opportunity
to gain experience.
- Assign
no blame. Keep the prevention focus. Find the root cause.
- Keep
information confidential. Do not release any information until
the investigation is fully complete.
- Be
honest with people. Don't prejudge or jump to conclusions.
- Ensure
privacy when dealing with witnesses. Be consistent in your questioning.
- Deal
only with facts, no opinions or hearsay.
- Explain
the investigation process to witnesses.
- Engage
an external investigator in sensitive cases, perhaps another
company investigator from an outside location
What
else could be added to this list? Please let me know.
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